RDM Financial Group, Inc. is the parent company to Retirement Design & Management, Inc. Retirement Design & Management, Inc. is an Investment Advisor registered with the SEC in accordance with the Investment Act of 1940 which may only transact business in your state if it is first registered, excluded or exempted from state registration requirements as the case may be. Also, follow-up or individual responses to you by Retirement Design & Management, Inc. that involve either affecting or attempting to affect the rendering of personalized investment advice for compensation, as the case may be, will not be made absent compliance with applicable state, federal or local investment advisor registration or other legal requirements, or an applicable exemption or exclusion. Furthermore, Retirement Design & Management, Inc. will attempt to ascertain the jurisdiction of the source of each inquiry before responding to the inquiry. Nothing contained herein should be construed as relieving Retirement Design & Management, Inc. of relevant registration or other requirements in any particular jurisdiction. For information concerning the licensure status or disciplinary history of a broker\dealer, investment advisor, or IA rep, a consumer should contact his or her state securities law administrator. Securities are offered through RDM Investment Services, Inc. Member FINRA & SIPC.
We are registered to sell Securities in the following states:
Alabama, Arizona, California, Colorado, Connecticut, DC, Delaware, Florida, Georgia, Illinois, Kentucky, Louisiana, Massachusetts, Maryland, Michigan, Minnesota, Missouri, North Carolina, New Hampshire, New Jersey, New Mexico, Nevada, New York, Ohio, Oregon, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Virginia, US Virgin Islands, Vermont, Washington, Wisconsin.